Advisor Certification – PlanScope360

PlanScope360 Advisor Certification

As an advisor working with a PlanScope360 plan, you are required to meet certain standards and agree to various policies and procedures.

Phone

This field is for validation purposes and should be left unchanged.

Name

First Last

Phone

RIA Firm name or Broker/Dealer

CRD#

Employers or organizations in which you are looking to educate and enroll plan participants (list all)

Acknowledgements(Required)

I am Series 65 licensed and an active RIA/IAR

I understand I will be asked to adhere to an Education Policy Statement (to be emailed separately)

I understand I will be asked to read and agree to the Complaint Resolution process (to be emailed separately)

Supervisor email address at named Firm above

By providing supervisor contact information, you acknowledge that your supervisor may be contacted. He or she will be provided with this information for verification purposes.

Increase plan engagement, grow enrollments, and adopt industry

best practices for you and your plan.

Speak with a member of our team to learn what we can do for your plan